Non-Geometric Vacua of the Spin(32)/Z2\mathbf{\text{Spin}(32)/\mathbb Z_2} Heterotic String and Little String Theories

We study a class of 6d $\mathcal{N}=(1,0)$ non-geometric vacua of the $\text{Spin}(32)/\mathbb Z_2$ heterotic string which can be understood as fibrations of genus-two curves over a complex one-dimensional base. The 6d $\mathcal{N}=(1,0)$ theories living on the defects that arise when the genus-two fiber degenerates at a point of the base are analyzed by dualizing to F-theory on elliptic K3-fibered non-compact Calabi-Yau threefolds. We consider all possible degenerations of genus-two curves and systematically attempt to resolve the singularities of the dual threefolds. As in the analogous non-geometric vacua of the $E_8\times E_8$ heterotic string, we find that many of the resulting dual threefolds contain singularities which do not admit a crepant resolution. When the singularities can be resolved crepantly, we determine the emerging effective theories which turn out to be little string theories at a generic point on their tensor branch. We also observe a form of duality in which theories living on distinct defects are the same.Comment: 39 pages, 3 figures, and 6 table

Algebraic Cycles and Local Anomalies in F-Theory

We introduce a set of identities in the cohomology ring of elliptic fibrations which are equivalent to the cancellation of gauge and mixed gauge-gravitational anomalies in F-theory compactifications to four and six dimensions. The identities consist in (co)homological relations between complex codimension-two cycles. The same set of relations, once evaluated on elliptic Calabi-Yau three-folds and four-folds, is shown to universally govern the structure of anomalies and their Green-Schwarz cancellation in six- and four-dimensional F-theory vacua, respectively. We furthermore conjecture that these relations hold not only within the cohomology ring, but even at the level of the Chow ring, i.e. as relations among codimension-two cycles modulo rational equivalence. We verify this conjecture in non-trivial examples with Abelian and non-Abelian gauge groups factors. Apart from governing the structure of local anomalies, the identities in the Chow ring relate different types of gauge backgrounds on elliptically fibred Calabi-Yau four-folds.Comment: 45 page

Hypercharge Flux in IIB and F-theory: Anomalies and Gauge Coupling Unification

We analyse hypercharge flux GUT breaking in F-theory/Type IIB GUT models with regards to its implications for anomaly cancellation and gauge coupling unification. To this aim we exploit the Type IIB limit and consider 7-brane configurations that for the first time are guaranteed to exhibit net hypercharge flux restriction to matter curves. We show that local F-theory models with anomalies of type U(1)_Y-U(1)^2 in the massless spectrum can be consistent only if such additional U(1)s are globally geometrically massive (in the sense that they arise from non-Kahler deformations of the Calabi-Yau four-fold). Further, in such cases of geometrically massive U(1)s hypercharge flux can induce new anomalies of type U(1)_Y^2-U(1) in the massless spectrum, violating constraints in local models forbidding such anomalies. In particular this implies that it is possible to construct models exhibiting a U(1)_{PQ} global symmetry which have hypercharge flux doublet-triplet splitting and no further exotics. We also show that the known hypercharge flux induced splitting of the gauge couplings in IIB models at tree-level can be reduced by a factor of 5 by employing a more F-theoretic twisting of U(1) flux by hypercharge flux bringing it to well within MSSM 2-loop results. In the case of net restriction of hypercharge flux to matter curves this tree-level splitting becomes more involved, is tied to the vacuum expectation values of certain closed-string fields, and therefore gauge coupling unification becomes tied to the question of moduli stabilisation.Comment: 27 pages. v2: Expanded discussion on anomalies and showed that geometrically massive U(1)s of Peccei-Quinn type are compatible with hypercharge flux doublet-triplet splitting with no exotic

U(1) symmetries in F-theory GUTs with multiple sections

We present a systematic construction of F-theory compactifications with Abelian gauge symmetries in addition to a non-Abelian gauge group G. The formalism is generally applicable to models in global Tate form but we focus on the phenomenologically interesting case of G=SU(5). The Abelian gauge factors arise due to extra global sections resulting from a specific factorisation of the Tate polynomial which describes the elliptic fibration. These constructions, which accommodate up to four different U(1) factors, are worked out in detail for the two possible embeddings of a single U(1) factor into E8, usually denoted SU(5) x U(1)_X and SU(5) x U(1)_PQ. The resolved models can be understood either patchwise via a small resolution or in terms of a P_{1,1,2}[4] description of the elliptic fibration. We derive the U(1) charges of the fields from the geometry, construct the U(1) gauge fluxes and exemplify the structure of the Yukawa interaction points. A particularly interesting result is that the global SU(5) x U(1)_PQ model exhibits extra SU(5)-singlet states which are incompatible with a single global decomposition of the 248 of E8. The states in turn lead to new Yukawa type couplings which have not been considered in local model building.Comment: 46 pages, 3 figures; v2 typos corrected, citations adde

Gauge Backgrounds and Zero-Mode Counting in F-Theory

Computing the exact spectrum of charged massless matter is a crucial step towards understanding the effective field theory describing F-theory vacua in four dimensions. In this work we further develop a coherent framework to determine the charged massless matter in F-theory compactified on elliptic fourfolds, and demonstrate its application in a concrete example. The gauge background is represented, via duality with M-theory, by algebraic cycles modulo rational equivalence. Intersection theory within the Chow ring allows us to extract coherent sheaves on the base of the elliptic fibration whose cohomology groups encode the charged zero-mode spectrum. The dimensions of these cohomology groups are computed with the help of modern techniques from algebraic geometry, which we implement in the software gap. We exemplify this approach in models with an Abelian and non-Abelian gauge group and observe jumps in the exact massless spectrum as the complex structure moduli are varied. An extended mathematical appendix gives a self-contained introduction to the algebro-geometric concepts underlying our framework.Comment: 41 pages + extended appendice

Discrete Gauge Symmetries by Higgsing in four-dimensional F-Theory Compactifications

We study F-Theory compactifications to four dimensions that exhibit discrete gauge symmetries. Geometrically these arise by deforming elliptic fibrations with two sections to a genus-one fibration with a bi-section. From a four-dimensional field-theory perspective they are remnant symmetries from a Higgsed U(1) gauge symmetry. We implement such symmetries in the presence of an additional SU(5) symmetry and associated matter fields, giving a geometric prescription for calculating the induced discrete charge for the matter curves and showing the absence of Yukawa couplings that are forbidden by this charge. We present a detailed map between the field theory and the geometry, including an identification of the Higgs field and the massless states before and after the Higgsing. Finally we show that the Higgsing of the U(1) induces a G-flux which precisely accounts for the change in the Calabi-Yau Euler number so as to leave the D3 tadpole invariant.Comment: 30 pages; v2: substantially improved presentation, refs added; v3: refs. added, appendix A on remnant discrete subgroups included; v4: refs. adde

Fluxes in F-theory Compactifications on Genus-One Fibrations

We initiate the construction of gauge fluxes in F-theory compactifications on genus-one fibrations which only have a multi-section as opposed to a section. F-theory on such spaces gives rise to discrete gauge symmetries in the effective action. We generalize the transversality conditions on gauge fluxes known for elliptic fibrations by taking into account the properties of the available multi-section. We test these general conditions by constructing all vertical gauge fluxes in a bisection model with gauge group SU(5) x Z2. The non-abelian anomalies are shown to vanish. These flux solutions are dynamically related to fluxes on a fibration with gauge group SU(5) x U(1) by a conifold transition. Considerations of flux quantization reveal an arithmetic constraint on certain intersection numbers on the base which must necessarily be satisfied in a smooth geometry. Combined with the proposed transversality conditions on the fluxes these conditions are shown to imply cancellation of the discrete Z2 gauge anomalies as required by general consistency considerations.Comment: 30 pages; v2: typos correcte

Exchange effects in spin polarized transport through carbon nanotube quantum dots

We investigate linear and nonlinear transport across single-walled carbon nanotube quantum dots weakly coupled to spin-polarized leads. We consider tubes of finite length and small diameter, where not only forward scattering contributions of the Coulomb potential, but also short-ranged processes play an important role. In particular, they induce exchange effects leading for electron fillings 4n+2 either to a non-degenerate groundstate of spin S=0 or to a triplet groundstate. In the linear regime we present analytical results for the conductance - for both the S=0 and the triplet groundstate - and demonstrate that an external magnetic field is crucial to reveal the spin nature of the groundstates. In the nonlinear regime we show stability diagrams that clearly distinguish between the different groundstates. We observe a negative differential conductance (NDC) effect in the S=0 groundstate for antiparallel lead magnetization. In presence of an external magnetic field spin blockade effects can be detected, again leading to NDC effects for both groundstates.Comment: 13 pages, 15 figures, 2 tables; revised published versio

On Discrete Symmetries and Torsion Homology in F-Theory

We study the relation between discrete gauge symmetries in F-theory compactifications and torsion homology on the associated Calabi-Yau manifold. Focusing on the simplest example of a $\mathbb Z_2$ symmetry, we show that there are two physically distinct ways that such a discrete gauge symmetry can arise. First, compactifications of M-Theory on Calabi-Yau threefolds which support a genus-one fibration with a bi-section are known to be dual to six-dimensional F-theory vacua with a $\mathbb Z_2$ gauge symmetry. We show that the resulting five-dimensional theories do not have a $\mathbb Z_2$ symmetry but that the latter emerges only in the F-theory decompactification limit. Accordingly the genus-one fibred Calabi-Yau manifolds do not exhibit discrete torsion. Associated to the bi-section fibration is a Jacobian fibration which does support a section. Compactifying on these related but distinct varieties does lead to a $\mathbb Z_2$ symmetry in five dimensions and, accordingly, we find explicitly an associated discrete torsion. We identify the expected particle and membrane system of the discrete symmetry in terms of wrapped M2 and M5 branes and present a field-theory description of the physics for both cases in terms of circle reductions of six-dimensional theories. Our results and methods generalise straightforwardly to larger discrete symmetries and to four-dimensional compactifications.Comment: 12 pages in 2-column style, 4 figures; v2: references adde